Staff Publications

Staff Publications

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    'Staff publications' is the digital repository of Wageningen University & Research

    'Staff publications' contains references to publications authored by Wageningen University staff from 1976 onward.

    Publications authored by the staff of the Research Institutes are available from 1995 onwards.

    Full text documents are added when available. The database is updated daily and currently holds about 240,000 items, of which 72,000 in open access.

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The implications of ignoring smallholder agriculture in climate-financed forestry projects: empirical evidence from two REDD+ pilot projects
Duker, A.E.C. ; Tadesse, T.M. ; Soentoro, T. ; Fraiture, C. de; Kemerink-Seyoum, J.S. - \ 2019
Climate Policy 19 (2019)sup1. - ISSN 1469-3062 - p. S36 - S46.
deforestation - Ethiopia - Indonesia - livelihoods - REDD+ - smallholder agriculture

Changes in agricultural practices can play a pivotal role in climate change mitigation by reducing the need for land use change as one of the biggest sources of GHG emissions, and by enabling carbon sequestration in farmers’ fields. Expansion of smallholder and commercial agriculture is often one of the main driving forces behind deforestation and forest degradation. However, mitigation programmes such as REDD+ are geared towards conservation efforts in the forestry sector without prominently taking into account smallholder agricultural interests in project design and implementation. REDD+ projects often build on existing re- and afforestation projects without major changes in their principles, interests and assumptions. Informed by case study research and interviews with national and international experts, we illustrate with examples from Ethiopia and Indonesia how REDD+ projects are implemented, how they fail to adequately incorporate the demands of smallholder farmers and how this leads to a loss of livelihoods and diminishing interest in participating in REDD+ by local farming communities. The study shows how the conservation-based benefits and insecure funding base in REDD+ projects do not compensate for the contraction in livelihoods from agriculture. Combined with exclusive benefit-sharing mechanisms, this results in an increased pressure on forest resources, diverging from the principal objective of REDD+. We note a gap between the REDD+ narratives at international level (i.e. coupling development with a climate agenda) and the livelihood interests of farming communities on the ground. We argue that without incorporating agricultural interests and a review of financial incentives in the design of future climate finance mechanisms, objectives of both livelihood improvements and GHG emission reductions will be missed. Key policy insights REDD+ is positioned as a promising tool to meet climate, conservation and development targets. However, these expectations are not being met in practice as the interests of smallholder farmers are poorly addressed. REDD+ policy developers and implementers need more focus on understanding the interests and dynamics of smallholder agriculturalists to enable inclusive, realistic and long-lasting projects. For REDD+ to succeed, funders need to consider how to better ensure long-term livelihood security for farming communities.

Outside the net : Intersectionality and inequality in the fisheries of Trincomalee, Sri Lanka
Lokuge, Gayathri ; Hilhorst, Dorothea - \ 2017
Asian Journal of Women's Studies 23 (2017)4. - ISSN 1225-9276 - p. 473 - 497.
conflict - intersectionality - livelihoods - Sri Lanka - Women in fisheries
Inequality and conflict in Sri Lanka have frequently been analyzed along ethnic lines. However, many scholars have stressed the importance of other dimensions of identity, such as gender, caste and class, in studying social tension. This study uses intersectionality theory to examine how a combination of the social categories of gender, race, ethnicity and location creates structural inequality. This article draws upon in-depth research on Muslim, Tamil, Sinhalese and indigenous/Veder women who catch and market fish in the conflict-affected eastern district of Trincomalee, Sri Lanka. The focus was on intra-group differences among these women and the different sources of power they use to subvert existing power structures. Although multiple inequalities affected the respondents’ daily lives and participation in activities, they were not passive victims; they used their own agency to negotiate for their livelihoods. Nevertheless, the women who comprise the focus of this study appeared to be completely invisible to government fisheries management bodies. The lack of institutional representation has disadvantaged them in their negotiations for space to engage in livelihood activities. Registration of these women by the government department of fisheries among those who make a living from fishing would provide them with a first measure of recognition and empowerment, strengthening their chances of negotiating access to the fishery livelihood resources.
Making interventions work on the farm : Unravelling the gap between technology-oriented potato interventions and livelihood building in Southern Ethiopia
Tadesse, Yenenesh - \ 2017
Wageningen University. Promotor(en): P.C.. Struik, co-promotor(en): C.J.M. Almekinders; R.P.O. Schulte. - Wageningen : Wageningen University - ISBN 9789463436847 - 120
potatoes - crop production - crop physiology - technology - intervention - livelihood strategies - livelihoods - ethiopia - east africa - aardappelen - gewasproductie - gewasfysiologie - technologie - interventie - strategieën voor levensonderhoud - middelen van bestaan - ethiopië - oost-afrika

Poor adoption of modern technologies in sub-Saharan Africa is one of the major factors that limit food production and thereby threaten food security of smallholder farmers. This is despite the potential and emerging success stories of new technologies in increasing productivity of smallholder agriculture. Explanations for low uptake of technologies are diverse. Some studies associated it with characteristics of the farmers and their farm; others attributed it to poor access to information about a particular technology, while some others recognize the importance of technology attributes. Farmers’ adoption decision is shaped socially and the farming practices are changing, not only because of the technical changes introduced, but also because of changes in social circumstances among smallholders. All these possible reasons did, however, miss largely important insights on how local complexities influence adoption. The research presented in this thesis analyses the social dynamics of technology-oriented interventions. More specifically, the study assessed the influence of technology introduction strategies, social networks and social differentiation on the adoption, dissemination and effects of potato technologies. As a case, it used interventions introducing improved potato technologies in Chencha, Southern Ethiopia. The field work combined individual and group in-depth interviews, household surveys and field observation for data collection.

Results show that the efforts to introduce technologies for improved potato production to progressive farmers with the assumption that farmers will eventually adopt, once they become familiar with the technology is a distant prospect. Some of the production practices - agronomic field and storage practices - failed to spread to poor farmers as expected, while the majority of agronomic practices fitted well with wealthy farmers. This resulted in diverse outcomes and strategies for livelihood improvement at household level. Access to the technologies and the necessary resources and diverse needs for technology were important factors in explaining variation in adoption and effects of technology across wealth categories. Tracing the seed diffusion through farmers’ networks showed that not all households had equal access to improved seed potatoes, mainly because of social barriers formed by differences in wealth, gender and religion, and because the type of personal relationship (relatives, neighbours, friends and acquaintance) between seed providers and seed recipients affected farmer to farmer seed sharing. In addition, the set-up of farmer-group based seed production demands resources and faces contextual challenges, which could be addressed through a long-term approach that engages continually in diagnosis and responding to the emerging social as well as material challenges. Development practitioners, however, took organizing group initiatives as a one-time process of design and start-up activity. Thus, clean seed potato production and dissemination through farmers’ organizations could not be sustainable. In conclusion, the present study has indicated that through providing special attention to the social dynamics researchers can arrive at better understanding of constraints affecting technology adoption. This implies effective interventions for a range of farm contexts involve not only finding technical solutions but also integrated understanding of farmers’ production conditions and existing social dynamics.

Rural livelihoods and agricultural commercialization in colonial Uganda: conjunctures of external influences and local realities
Haas, Michiel A. de - \ 2017
Wageningen University. Promotor(en): E.H.P. Frankema, co-promotor(en): N.B.J. Koning. - Wageningen : Wageningen University - ISBN 9789463436281 - 250
cum laude - livelihoods - livelihood strategies - communities - rural areas - farmers - history - colonies - colonialism - income - gender - social inequalities - food crops - cash crops - uganda - east africa - middelen van bestaan - strategieën voor levensonderhoud - gemeenschappen - platteland - boeren - geschiedenis - kolonies - kolonialisme - inkomen - geslacht (gender) - sociale ongelijkheden - voedselgewassen - marktgewassen - uganda - oost-afrika

The economic history of Sub-Saharan Africa is characterized by geographically and temporally dispersed booms and busts. The export-led ‘cash-crop revolution’ in parts of Sub-Saharan Africa during the colonial era is a key example of an economic boom. This thesis examines how external influences and local realities shaped the nature, extent and impact of the ‘cash-crop revolution’ in colonial Uganda, a landlocked country in central east Africa, where cotton and coffee production for global markets took off following completion of a railway to the coast. The thesis consists of five targeted ‘interventions’ into contemporary debates of comparative African development. Each of these five interventions is grounded in the understanding that the ability of rural Africans to respond to and benefit from trade integration during the colonial era was mediated by colonial policies, resource endowments and local institutions.

The first chapter reconstructs welfare development of Ugandan cash-crop farmers. Recent scholarship on historical welfare development in Sub-Saharan Africa has uncovered long-term trends in standards of living. How the majority of rural dwellers fared, however, remains largely elusive. This chapter presents a new approach to reconstructing rural living standards in a historical context, building upon the well-established real wage literature, but moving beyond it to capture rural realities, employing sub-national rural survey, census, and price data. The approach is applied to colonial and early post-colonial Uganda (1915–70), and yields a number of findings. While an expanding smallholder-based cash-crop sector established itself as the backbone of Uganda’s colonial economy, farm characteristics remained largely stagnant after the initial adoption of cash crops. Smallholders maintained living standards well above subsistence level, and while the profitability of cash crops was low, their cultivation provided a reliable source of cash income. At the same time, there were pronounced limits to rural welfare expansion. Around the time of decolonization, unskilled wages rose rapidly while farm incomes lagged behind. As a result, an urban–rural income reversal took place. The study also reveals considerable differences within Uganda, which were mediated to an important extent by differential resource endowments. Smallholders in Uganda’s banana regions required fewer labour inputs to maintain a farm income than their grain-farming counterparts, creating opportunities for additional income generation and livelihood diversification.

The second chapter zooms in on labour migration which connected Belgian-controlled Ruanda-Urundi to British-controlled Buganda, the central province of Uganda on the shores of Lake Victoria. The emergence of new labour mobility patterns was a key aspect of economic change in colonial Africa. Under conditions of land abundance and labour scarcity, the supply of wage labour required either the ‘pull’ forces of attractive working conditions and high wages, or the ‘push’ forces of taxation and other deliberate colonial interventions. Building upon primary sources, I show that this case diverges from the ‘conventional’ narrative of labour scarcity in colonial Africa. I argue that Ruanda-Urundi should be regarded as labour abundant and that migrants were not primarily ‘pushed’ by colonial labour policies, but rather by poverty and limited access to agricultural resources. This explains why they were willing to work for low wages in Buganda. I show that African rural employers were the primary beneficiaries of migrant labour, while colonial governments on both sides of the border were unable to control the course of the flow. As in the first chapter, this chapter highlights that the effects of trade integration on African rural development were uneven, and mediated by differences in resource endowments, local institutions and colonial policies.

The third chapter zooms out of the rural economy, evaluating the broader opportunity structures faced by African men and women in Uganda, and discussing the interaction of local institutions and colonial policies as drivers of uneven educational and occupational opportunities. The chapter engages with a recent article by Meier zu Selhausen and Weisdorf (2016) to show how selection biases in, and Eurocentric interpretations of, parish registers have provoked an overly optimistic account of European influences on the educational and occupational opportunities of African men and women. We confront their dataset, drawn from the marriage registers of the Anglican Cathedral in Kampala, with Uganda’s 1991 census, and show that trends in literacy and numeracy of men and women born in Kampala lagged half a century behind those who wedded in Namirembe Cathedral. We run a regression analysis showing that access to schooling during the colonial era was unequal along lines of gender and ethnicity. We foreground the role of Africans in the spread of education, argue that European influences were not just diffusive but also divisive, and that gender inequality was reconfigured rather than eliminated under colonial rule. This chapter also makes a methodological contribution. The renaissance of African economic history in the past decade has opened up new research avenues to study the long-term social and economic development of Africa. We show that a sensitive treatment of African realities in the evaluation of European colonial legacies, and a critical stance towards the use of new sources and approaches, is crucial.

The fourth chapter singles out the role of resource endowments in explaining Uganda’s ‘cotton revolution’ in a comparative African perspective. Why did some African smallholders adopt cash crops on a considerable scale, while most others were hesitant to do so? The chapter sets out to explore the importance of factor endowments in shaping the degrees to which cash crops were adopted in colonial tropical Africa. We conduct an in-depth case study of the ‘cotton revolution’ in colonial Uganda to put the factor endowments perspective to the test. Our empirical findings, based on an annual panel data analysis at the district-level from 1925 until 1960, underscore the importance of Uganda’s equatorial bimodal rainfall distribution as an enabling factor for its ‘cotton revolution’. Evidence is provided at a unique spatial micro-level, capitalizing on detailed household surveys from the same period. We demonstrate that previous explanations associating the variegated responses of African farmers to cash crops with, either the role of colonial coercion, or the distinction between ‘forest/banana’ and ‘savannah/grain’ zones, cannot explain the widespread adoption of cotton in Uganda. We argue, instead, that the key to the cotton revolution were Uganda’s two rainy seasons, which enabled farmers to grow cotton while simultaneously pursuing food security. Our study highlights the importance of food security and labour seasonality as important determinants of uneven agricultural commercialization in colonial tropical Africa.

The fifth and final chapter further investigates the experience of African smallholders with cotton cultivation, providing a comparative explanatory analysis of variegated cotton outcomes, focusing in particular on the role of colonial and post-colonial policies. The chapter challenges the widely accepted view that (i) African colonial cotton projects consistently failed, that (ii) this failure should be attributed to conditions particular to Africa, which made export cotton inherently unviable and unprofitable to farmers, and that (iii) the repression and resistance often associated with cotton, all resulted from the stubborn and overbearing insistence of colonial governments on the crop per se. I argue along three lines. Firstly, to show that cotton outcomes were diverse, I compare cases of cotton production in Sub-Saharan Africa across time and space. Secondly, to refute the idea that cotton was a priori unattractive, I argue that the crop had substantial potential to connect farmers to markets and contribute to poverty alleviation, particularly in vulnerable, marginal and landlocked areas. Thirdly, to illustrate how an interaction between local conditions and government policies created conducive conditions for cotton adoption, I zoom in on the few yet significant ‘cotton success stories’ in twentieth century Africa. Smallholders in colonial Uganda adopted cotton because of favourable ecological and marketing conditions, and policies had an auxiliary positive effect. Smallholders in post-colonial Francophone West Africa faced much more challenging local conditions, but benefitted from effective external intervention and coordinated policy. On a more general level, this chapter demonstrates that, from a perspective of rural development, colonial policies should not only be seen as overbearing and interventionist, but also as inadequate, failing to aid rural Africans to benefit from new opportunities created by trade integration.

‘Even fish have an ethnicity’: livelihoods and identities of men and women in war-affected coastal Trincomalee, Sri Lanka
Lokuge, Gayathri Hiroshani Hallinne - \ 2017
Wageningen University. Promotor(en): D.J.M. Hilhorst, co-promotor(en): M. de Alwis; G. Frerks. - Wageningen : Wageningen University - ISBN 9789463436182 - 237
livelihoods - livelihood strategies - fishing communities - fishing - women - gender - conflict - war - sri lanka - south asia - middelen van bestaan - strategieën voor levensonderhoud - vissersgemeenschappen - vis vangen - vrouwen - geslacht (gender) - conflict - oorlog - sri lanka - zuid-azië

Located within the nexus between identity and livelihoods, this thesis explores how the economic activities of fisher livelihoods are shaped by socio-cultural, political and identity dynamics, and how fisher livelihoods, in turn, shape and reproduce these dynamics in post-war Sri Lanka’s coastal district of Trincomalee. The analysis focuses on the economic sociology of fisheries, the inequalities and marginalities in livelihood spaces that are created through intersecting identities such as gender and ethnicity, and the way fisheries are governed—both formally and informally—in politically volatile contexts. This thesis argues that ethnic identity is mediated by other social identity categories, such as gender, location and type of livelihood activity, in the creation of unequal access to livelihood spaces. However, men and women often attempt to subvert structural discriminatory patterns, with differing degrees of success.

Since the country became independent in 1948, Sri Lanka’s history has been dominated by conflict centred on competing ethno-political interests, particularly in terms of access to state power. The perceived privileging of the ethnic minority Tamils by the British colonial powers led to a series of political moves by successive governments in post-independence Sri Lanka. This included making Sinhalese the official language of the country and awarding special status to Buddhism in the constitution. Subsequently, unfavourable perceptions about the privileging of the majority ethnic group and their cultural, social and political symbols led to the formation of Tamil militant groups including the Liberation Tigers of Tamil Eelam (LTTE).

Most discourses on conflict in Sri Lanka have strong ethnic dimensions. However, arguably, ethnic lines are used mainly for mobilising the masses for conflict. The killing of 13 Government of Sri Lanka (GoSL) Army soldiers in 1983 in an ambush by the LTTE resulted in widespread anti-Tamil riots in the capital city of Colombo. This event is commonly identified as the trigger point for the protracted war between the Tamil militants and the GoSL. The war continued for three decades, with fluctuating degrees of intensity, until the LTTE faced a military defeat at the hands of the GoSL in 2009. However, the ending of the war does not translate linearly into a post-war condition in Sri Lanka, given the continued presence of the military in the directly war-affected North and East and the social and economic inequalities and tensions that create divisions within the country, undermining meaningful and sustained rebuilding efforts in Sri Lanka.

The thesis begins with an introductory first chapter that presents the aims of the study, locates the research within the context of post-war Sri Lanka, describes the study areas and presents an overview of the methodological approach and theoretical frameworks used. Located in fish landing sites, markets and religious places, Chapter 2 focuses mostly on the livelihoods aspect of the thesis. It analyses how economic activities, such as fishing livelihoods, are deeply and intricately embedded in the cultural and social fabric of the daily lives of individuals, families, communities and institutions. This chapter provides a detailed analysis of how fishing livelihoods are more than an income-generating activity for men and women, considering the different inter- and intra-group value systems that apply to fisher-folk in their day-to-day practices. At the individual level, given the high risk involved in braving the seas every day, religion takes a central place in a fisher’s life, irrespective of their specific faith. This phenomenon is heightened by war-related insecurities and threats. However, individual and communal struggles over contradictory economic and religious values are an ever-present aspect of the fishermen’s religiosity. We found this process to be marked by rationalising and meaning making, embodied through the daily experiences of these fishermen and women.

The findings show that people take advantage of the malleable nature of religious doctrine to mix, match and choose from different religions to suit the current need and the occasion. Religious beliefs and ideologies also create and sustain socio-political differences, which are further constructed by macro-level political discourses. At the community level, although there are complex, historical tensions between all of the religious groups in Trincomalee, with heightened tension and violence during the war years, Hindus and Buddhists share considerable religious complementarity. Muslims are increasingly marked as separate—in spaces of religious ritual, such as the Hindu temples, and also in terms of types of fishing livelihoods. Most Muslims also see themselves as separate. Through an analysis of how discourses on religious identity play out in everyday life, Chapter 2 argues that economic rivalries over fishing resources may spill over into—or be reinforced by—religious and ethnic tensions in the post-war context.

Chapter 3 focuses more on the identity aspect of the thesis, with research based in the lagoons and shallow seas of Trincomalee. Using intersectionality theory, this chapter examines how the intersection of the social categories of gender, race, ethnicity and location creates structural inequality. Drawing upon narratives of Muslim, Tamil, Sinhalese and indigenous/Veder women catching and marketing fish in coastal Trincomalee, this chapter analyses how historical factors, such as population movements and war, have shaped the current realities and positions of women. Further, the chapter illustrates that, although a clear case can be made that certain groups of women are particularly disadvantaged at the intersection of ethnicity, caste and livelihood location, similarities in cultural gender norms across ethnic lines mean that the inequalities facing women may overshadow other identities.

Although multiple inequalities affect these women’s daily lives and participation in activities, they are not passive victims; they use their own agency to negotiate for access to livelihoods. Nevertheless, the women engaged in various fishing-related activities who participated in this study appear to be completely invisible to the government fisheries management bodies. The resulting lack of institutional representation disadvantages these women in negotiations for space to engage in their livelihood activities. Registration of these women in coastal livelihoods would provide them with a first measure of recognition and empowerment, strengthening their chances of negotiating access to livelihood resources.

With the ending of the three-decade-long civil war, changes have taken place in the main wholesale fish market in the conflict-affected coastal district of Trincomalee. These changes are reflected in the market structure and governance, as well as in the number and kinds of people inside the market. A marketplace that was formerly multi-ethnic and mixed gender has become dominated by male traders from the Sinhalese Buddhist ethnic majority group, excluding women and ethnic minority men. By focusing on the multiple masculinities of male wholesale dealers and their interactions with fishermen suppliers, Chapter 4 a) provides a nuanced analysis of the historical and contextual factors that shaped the political and economic hegemonising processes of the wholesale fish market; b) attempts to understand how, within this hegemonising process, the dealers embody and negotiate between overlapping ethno-nationalist, enterprising and patron–provider masculinities; and c) analyses how these diverse masculinities ultimately may contribute to the collapse of the gendered ethnic dominance at the market. This chapter adds nuance to the ethnicised discourse on war and livelihoods in Sri Lanka and globally. Further, the chapter also brings a masculinities approach to the study of contemporary maritime anthropology.

Chapter 4 thus continues the focus on identities and attempts to understand ethnicity as socially constructed and as mediated by other forms of identity, such as gender, or, more specifically, through masculinities. Focusing on masculinities and the different subject positionalities of men at the wholesale market—a dimension that has been largely missing in Sri Lankan discourses on post-war livelihoods and identity—this chapter provides a nuanced analysis of how a unidimensional focus on ethnicity or gender is insufficient to explain the post-war power dynamics. It analyses how the embodiment and practice of masculinities, such as risk-taking entrepreneurs and dare-devil border guards, show both complicity with and resistance to political and economic domination or hegemony at a given point, and how this changes over time.

The findings indicate that hierarchies of social and political power are dynamic. More specifically, the understanding of masculinity as plural, dynamic and negotiated, combined with the display of agentive power by subordinated or marginalised groups, results in hegemonies or structures of dominance that are continually shaped and reshaped at the everyday level. There are masculinities, rather than one way of doing masculinity. These different ways of doing masculinity challenge the dominant power structures and hierarchies.

Chapter 5 focuses on a particular illegal fishing practice (disco net fishing) and examines how governance processes mitigate or exacerbate social tensions. The chapter centres on the interaction between formal and informal fisheries stakeholders and fishers, arguing that perceptions about the legitimacy of formal state actors in regulating fisheries strongly influence compliance behaviour. This chapter demonstrates that the perceived lack of legitimacy of the state in fisheries regulation was profoundly influenced by context and timing. The active interest taken by the state, aided by the military, in tightening fisheries regulation and enforcement measures after the end of the war violence was seen by the disco net fishermen as a strongly negative factor in their daily lives and livelihoods. When shared war-related violence forms the backdrop for state, non-state and citizen interactions and normative frameworks, negotiations regarding access to resources and regulatory efforts become not just a livelihood and resource management effort, but a broader and more sensitive political issue.

Faced with the perceived failure of the state as a legitimate actor to regulate fisheries, Chapter 5 found that the disco net fishermen turn towards other forms of everyday politics, power dynamics and local legitimacies. However, these local legitimacies vary in how they manifest and draw power. Therefore, the contestations reported in this chapter are not simply about forum shopping between the formal state and informal community institutions and norms; rather, they are also about navigating within the formal and the informal rules of the game. The case of illegal fishing in this chapter clearly illustrates the need to understand fisheries governance issues as a manifestation of a larger problem at the level of state–society interaction, specifically regarding the legitimacy of the actors involved in governing fisheries in Trincomalee. Therefore, this chapter concludes that there is a need to understand and address fisheries governance issues as ‘wicked problems’ and as processes that need to go beyond conventional planning approaches.

The concluding chapter of the thesis highlights five specific conclusions based on the findings presented in the previous chapters. First, the embedded nature of economic activities, such as those in fisheries, means that they are dynamic, time- and space-bound, and mediated by how men and women chose to embody and disembody morality, religiosity and competing or complementary value systems. These dynamisms in morality contribute to the social re/construction of fisheries as work. Second, in contexts such as Sri Lanka, where society is violently divided along different identity lines, especially that of ethnicity, inclusive and sustainable post-war rebuilding and meaningful community cohesion will require understanding that a) ethnic identity is socially constructed and mediated by the enactment of other identity categories; b) men and women use agentive power in accessing livelihoods, shaping and reshaping identity discourses through their livelihood activities; and c) hierarchies of power are dynamic in nature. Third, local-level legitimacies are as important as the electorally won, constitutionally accorded legitimacy of the state in resource governance. Consequently, discourses on state-building in post-war contexts need to pay careful attention to these legitimising processes, to how local-level legitimacies are shaped and reshaped, and to the influence of local-level legitimacies in strengthening or weakening state legitimacy. Fourth, continued legacies of war shape the lives of men and women. Fifth, the findings of this thesis add a granularity to the ongoing debate within post-war Sri Lanka on the different ways that social identities of men and women are (re)shaped through their access to livelihood opportunities and resources. Expanding the argument that economic institutions reshape gender at the individual, interactional and institutional levels, this thesis shows that economic institutions and activities shape the intersecting identities of men and women in complex ways, both in terms of how they see themselves and in the way they organise their social and political lives in the wider society.

Power/knowledge and natural resource management : Foucaultian foundations in the analysis of adaptive governance
Assche, Kristof Van; Beunen, Raoul ; Duineveld, Martijn ; Gruezmacher, Monica - \ 2017
Journal of Environmental Policy and Planning 19 (2017)3. - ISSN 1523-908X - p. 308 - 322.
adaptive governance - Foucault - livelihoods - Natural resources management - power/knowledge - social–ecological systems

In this paper, we present a conceptual framework extending Foucaultian insights on the relations between power and knowledge to link up with current insights into studies of natural resource management (NRM) and more broadly environmental studies. We classify discourses in NRM according to understandings of social–ecological systems and argue that grasping those larger contexts can push NRM in a different direction, forming a base for more informed and inclusive decision-making. We then reconstruct the importance of materiality, the physical world, for the functioning of NRM within social–ecological systems. The concept of livelihoods is added to our developing Foucaultian frame, as material/discursive entwinements which structure responses of many stakeholders in NRM. Finally, we present an expansion of Foucaultian NRM into adaptive governance thinking as a logical outcome of basic insights into power/knowledge, developed and contextualized in current NRM and its critical analyses

Navigating obstacles, opportunities and reforms: women’s lives and livelihoods in artisanal mining communities in eastern DRC
Bashwira Nyenyezi, Marie Rose - \ 2017
Wageningen University. Promotor(en): D.J.M. Hilhorst, co-promotor(en): G. van der Haar; J.G.R. Cuvelier. - Wageningen : Wageningen University - ISBN 9789463431996 - 228
livelihoods - livelihood strategies - mining - women - women workers - gender - gender relations - empowerment - congo democratic republic - central africa - middelen van bestaan - strategieën voor levensonderhoud - mijnbouw - vrouwen - vrouwelijke werknemers - geslacht (gender) - man-vrouwrelaties - empowerment - democratische republiek kongo - centraal-afrika

For more than two decades, the exploitation and trade of minerals has fuelled armed conflict and fostered a climate of insecurity that has led to the deaths of thousands of people in eastern Democratic Republic of the Congo (DRC) (Katanga, Ituri, Maniema, North and South Kivu). This has been seen as a consequence of prolonged socioeconomic and political instability since the late 1980s and 1990s, when a civil war led to the collapse of the Zairian state and there were civil wars in neighbouring countries.

As a result of this situation, many armed groups prospered in this region. Mineral exploitation, especially of tin, tantalum, tungsten and gold, formed an incentive for these groups to stay in the strategic areas of the territory (e.g. mining areas and those on the main transport routes) and to continue the fighting. The diggers and the local populations were the first victims of conflict over the control of the natural resources that directly or indirectly support the war. These people have been subjected to permanent violence and illegal taxation. Massacres, kidnappings, looting, forced labour and insecurity have been part of their everyday lives. Violence was primarily directed at those involved in the supply chain—from extraction to trading minerals outside the mining sites. In the eastern provinces of DRC, transporters, traders and diggers, as well as women and children attached to auxiliary work, such as crushing or washing the minerals, were taxed and ransomed under threats and subjected to the use of violence.

Faced with this critical situation in DRC, the international community did not remain silent. A growing movement for greater accountability of multinational companies regarding human rights and greater transparency of supply chains of minerals exploited in DRC has emerged and become a reality in the global market. From simple voluntary initiatives to international norms, these approaches are based on the same principle: due diligence applied to ‘conflict minerals’.

When conflict in DRC is discussed, two things seem to stand out systematically. First, there is the ‘resource curse’, referring to the impoverishment of local populations living in mining zones, corruption and poor governance. Second is the discussion of ‘sexual violence as a weapon of war’ against women. Little is said about the women who work at artisanal mining sites, except to draw a simplistic portrait of passive victims. The truth is that the mining community is far more complex than what has been pictured, and the high-risk mining sector is sometimes considered a source of opportunity for certain women.

Indeed, in DRC, it is estimated that the artisanal mining sector accounts for 90% of the national production and directly or indirectly furnishes the livelihoods of almost 20% of the population, including many women. Traditionally, in several local cultures in DRC, women are not allowed to enter the mines. Instead, they are assigned to secondary tasks in the processing phase of mineral exploitation: transporting, crushing, washing and reprocessing. Some women sell alcoholic beverages or other goods, and others are engaged in prostitution.

This thesis focuses on women and mining. Instead of viewing women at the mining sites as victims, the study took an actor-oriented perspective. This starts from the idea that all women at the mining sites have agency and are creating room for manoeuvre to overcome the difficult situations they face in the world of mining. However, there are large disparities in the room for manoeuvre available to different women; some women have very few options, whereas others can diversify and expand their opportunities.

Taking this approach, the study sought to answer the main research question: How do differentially positioned women navigate and negotiate the transformations of artisanal mining in the context of mining reforms in eastern DRC?

The research took place from 2013 to 2014, partly in the province of South Kivu (Nyabibwe and Kamituga) and partly in North Katanga, in the current province of Tanganyika (Kisengo and Manono). Two mining sites were chosen in each area, either because they were pilot sites for implementation of the reform initiatives (Nyabibwe and Kisengo) or because of large numbers of women working as miners (Kamituga and Manono).

This research is part of the ‘Down to earth: Governance dynamics and social change in artisanal and small-scale mining in DRC’ research programme. This programme aims to understand the negotiated outcomes of the implementation of conflict mineral policy in the eastern Congolese artisanal mining sector on three important topics: gender, livelihoods and governance. This thesis project addressed the first aspect in particular and aimed to contribute to the debate on mining reforms from a gender perspective.

Chapter 1 starts with a general introduction to the research objectives, questions and methods. It describes the process through which the studied mining sites were selected based on either the presence of iTSCi initiatives or a great number of women working in the mineral supply chain. This research has essentially relied on qualitative methods, such as interviews, focus groups, life histories and observation. This chapter also describes some of the personal experiences during the fieldwork period.

Chapter 2, which was jointly written with J. Cuvelier, D. Hilhorst and G. Van der Haar, introduces the debate around the conflict-related discourse on women’s integration in the mining sector. We examined the rise in international-level attention from international NGOs regarding international norms and the ban of ‘conflict minerals’ exploited in DRC. The resulting reforms, which were intended to improve women’s lives, were observed to also ultimately have negative side effects. The prohibition of pregnant women from the mines was generalised to all women, and access to the mining economy become a matter of negotiation for women. In the same vein, taking the particular case of Nyabibwe, women working as intermediaries between traders and diggers, although their work was an illegal practice in the government’s view (especially because of traceability issues), managed to negotiate recognition for their activities by creating their own organisation and forming political alliances. The thesis sheds light on the consequence of protectionist measures on women in mining and lays the groundwork for the following chapters, which further explore the research problem.

Chapter 3, jointly written with G. Van der Haar, introduces the world of women in the mining areas by presenting reasons that lead women to move to and install themselves in mining centres. The analysis examines push and pull factors and also considers the concept of social navigation. The findings demonstrate that there are multiple, interrelated reasons to migrate to and to install oneself in the mining areas. Push and pull factors have merged over time and resulted in complex motives. This chapter adds to the understanding of how women create new sources of revenue and seek, with varying levels of success, to mitigate situations of vulnerability.

In Chapter 4, I analyse the activities that women perform in the mining areas in more depth and describe what differentiates these women. The chapter begins with a descriptive analysis of the activities directly and indirectly related to mineral exploitation, together with a description of prostitution in the mining areas. The study identified social capital, financial assets and credit, and livelihood diversification among the factors that may differentiate these women. The findings also show that the reform process itself is a factor of differentiation, because it creates unbalanced power relations between those who are able to afford an identification card (a requirement of the formalisation process) and those who are not. The chapter concludes that, although many scholars have argued that women are working in the dire situation of perilous, exploitative and marginalised conditions, some women gain power positions and manage to save money and invest in other activities. Through their social networks, some women are able to gain access to the mining economy and improve their situation.

In Chapter 5, jointly written with J. Cuvelier, we explore how, as is the case for men, there are also elites among women. These elites can be considered ‘big women’. Their power is based on either customary or official authority. With the implementation of the reform initiatives, the importance of official authority increases, to the detriment of customary authority. Based on the case of Kisengo and, in particular, on two female elites—one based on customary and the other on official power—we analyse how elite women negotiate and maintain power. Especially interesting for this study was how both ‘big women’ took advantage of their privileged access to the public authorities to negotiate informal arrangements for a group of women working in the coltan supply chain, allowing their clients (followers) to circumvent certain restrictive regulations concerning women’s access to mining activities. These elite women managed to control access to labour opportunities for women in the local mining economy.

Chapter 6, jointly written with D. Hilhorst, explains that, following the developments of the reform initiatives, there was no longer only one discourse (conflict-related) to be taken into account when analysing the problem of women’s access to the mining economy. At international level, there is also a more inclusive discourse (gender mainstreaming). This coexists with the local ideology based on culture, in which women are marginalised and discriminated against. The civil servants who must implement the law regarding the integration of women in mining activities must face the coexistence of these different ideologies, which are sometimes contradictory. This has direct consequences for women’s access to the mining economy, although some women do create room for manoeuvre by forming alliances with civil servants.

Concluding this thesis, Chapter 7 responds to the concerns raised in the introduction. Starting from the concept of agency, and taking an actor-oriented approach, the thesis concludes with three key points about how the reform initiatives affect the positions of woman: 1) The research has demonstrated that the socio political situation in the DRC has given rise to different types of gender discourses at international level which in addition to local culture and believe have impacted on the access of women to the mineral exploitation. 2) The research discovered that women in mining have different needs and different ways of dealing with their situations: they are agents who make decisions based on either strategic opportunity or survival.3). Finally, the research demonstrated that the reform process is likely to increase particular forms of marginalisation in the mining labour regimes. They may also allow for the creation of power dynamics based on new social networks that discriminate against those who were already vulnerable. Nevertheless, the research witnesses cases of women, who have benefited from the presence of the reform initiatives to improve their conditions and create more opportunities.

Exploring opportunities for rural livelihoods and food security in Central Mozambique
Leonardo, Wilson José - \ 2017
Wageningen University. Promotor(en): K.E. Giller, co-promotor(en): G.W.J. van de Ven; H.M.J. Udo. - Wageningen : Wageningen University - ISBN 9789463431651 - 183
agricultural production systems - food security - crop production - livelihoods - small farms - biofuels - farming systems - models - intensification - mozambique - agrarische productiesystemen - voedselzekerheid - gewasproductie - middelen van bestaan - kleine landbouwbedrijven - biobrandstoffen - bedrijfssystemen - modellen - intensivering - mozambique

Growing awareness of widespread hunger and poverty in many countries in the SSA is spurring a focus on productivity increase in smallholder farming systems. The rationale is that with current production systems many SSA countries are not keeping pace with population growth and changing of peoples’ lifestyles. To respond to this challenge the Government of Mozambique developed its Strategic Plan for Agricultural Development (PEDSA) aiming to improve agricultural productivity of the majority of smallholder farmers who depend on agriculture for their livelihoods. Smallholder farmers are diverse in terms of resources and aspirations. The main objectives of this study are first to understand the diversity among maize-based smallholder farms and their current constraints in improving agricultural productivity in the Manica Plateau, Central Mozambique, and second, building on that understanding to explore options for biomass production either for food, cash or biofuel at farm level and contributions to maize availability in the region. The study was conducted in the Dombe and Zembe Administrative Posts. Farmers in the two posts cultivate both food and cash crops using the same resources, however, distances to the urban market differ, with Zembe close and Dombe far away from the markets. In addition, the agroecological conditions for crop production are more favourable in Dombe compared with Zembe. Using farm surveys, direct observations and on-farm measurements, followed by Principal Components Analysis (PCA) I identified land and labour as the variables that can best explain the variability found among smallholder farms (Chapter 2). Based on these variables I categorised farms into four Farm Types (FT): FT1. Large farms (4.4 ha in Dombe and 2.2 ha in Zembe), hiring in labour; FT2. Intermediate sized farms (1.9-1.2 ha), hiring in and out labour; FT3a. Small farms (1.1-0.9 ha), sharing labour; and FT3b. Small farms (1.0-0.7 ha), hiring out labour. The maize yield and maize labour productivities were higher on large farms (2.3 t ha-1 in Dombe and 2.0 t ha-1 in Zembe; 2.5×10-3 t h-1 in Dombe and 2.6 ×10-3 t h-1 in Zembe) compared with small farms (1.5 t ha-1 in Dombe and 1.1 t ha-1 in Zembe; 1.4×10-3 t h-1 in Dombe and 0.9×10-3 t h-1 in Zembe). The hiring in labour from small farms allowed large farms to timely weed their fields. Small farms were resource constrained and hired out labour (mutrakita) for cash or food to the detriment of weeding their own fields, resulting in poor crop yields. Excessive alcohol consumption by small farms also raised concerns on labour quality. Chapter 3 explored options aiming at addressing farmers’ objectives of being maize self-sufficient and increased gross margin and the contribution to national objective of producing food. A bio-economic farm model was used to investigate two pathways to increase agricultural production: (i) extensification, expanding the current cultivated area; and (ii) intensification, increasing input use and output per unit of land.

In the extensification pathway I considered the use of animal traction, herbicides and cultivators to save labour, whereas in the intensification pathway I explored the use improved varieties of maize, sesame, sunflower, pigeonpea and fertilizers. I focused on the large farms and the small farms hiring out labour as they represent both sides of the spectrum. The simulated results showed that combining labour and labour saving technologies substantially increased both gross margin and maize yields of large and small farms in both posts. Minor trade-offs is observed on large farms between the two goals whereas for small farms we see synergies between the goals. We concluded that prospects for increasing gross margin and food production are much better for large farms in Dombe compared with other farms. In Dombe, the maximum gross margin of large farms was 7530 $ y-1 per farm and maximum maize sales of 30.4 t y-1 per farm. In Zembe, the maximum gross margin of large farms (2410 $ y-1 per farm) and maximum maize sales (9.5 t y-1 per farm) were comparable to small farms in Dombe. I further assessed the impact of two biofuel investments (jatropha plantation and sunflower outgrower schemes) on farm level food security (food availability, access to food, stability of food, utilization of food). The results showed positive impact on small farms from employment on a jatropha plantation by increasing access to food and no impacts on intermediate and large farms. Impacts on food security from the sunflower outgrower scheme were minor which may be explained by the poor yields.

The need to link smallholder farmers to markets has been increasingly recognized as important strategy to promote rural development and poverty reduction. I developed an analytical framework, the Windmill Approach that looked at decision making at farm level to grow certain crops and at transaction strategies (Chapter 5). Through this framework I showed that a farmer decision to participate in a particular (new) value chain is determined by (a) the suitability of the new crop in the farm system (including the adaptability of the current farm system), and (b) the farmer’s experience with selling in various value chains. This has major policy implications as it highlights that to support smallholder farmers access to markets a holistic approach is needed that combines farming systems analysis and transaction cost theory.

In order to explore the opportunities for smallholder development there is need to understand the diversity of farms and farmers’ social and economic context. For large farms, in Central Mozambique farms with on average 2-4 ha of land, opportunities to improve their livelihoods through crop production can follow two pathways: intensification and extensification. Smallholders continue to produce staple food crops even when working on a plantation or participating in outgrower schemes. For small farms, off-farm opportunities such as those in a biofuel plantation are the best options to improve their livelihoods.

Agricultural intensification in Nepal, with particular reference to systems of rice intensification
Uprety, Rajendra - \ 2016
Wageningen University. Promotor(en): Thomas Kuijper, co-promotor(en): Harro Maat. - Wageningen : Wageningen University - ISBN 9789462579651 - 190
rice - oryza sativa - nepal - asia - south asia - intensification - livelihoods - livelihood strategies - farming systems - farming - crop management - fertilizers - nutrients - irrigation - varieties - rijst - oryza sativa - nepal - azië - zuid-azië - intensivering - middelen van bestaan - strategieën voor levensonderhoud - bedrijfssystemen - landbouw bedrijven - gewasteelt - kunstmeststoffen - voedingsstoffen - irrigatie - rassen (planten)

This thesis deals with agricultural intensification in Nepal. The initial focus of the study was the System of Rice Intensification (SRI), as introduced in Nepal from 2001. The multiple factors affecting SRI adoption, modification and dissemination together with the option to apply SRI in different combinations of its components result in a variety of SRI applications. For the same reason the effect of SRI on overall agricultural and livelihood development of Nepalese farmers has to be evaluated within the variety of farming systems in which it is applied.

Despite government policies to promote rice cultivation, national rice production is declining. Farmer livelihood strategies, as reflected in rice farming systems, and field management strategies were influenced by several agro-ecological and socio-economic factors. Livelihood and field management strategies of rice farmers are interconnected. In the study presented here four livelihood strategies and three kinds of field management strategies are distinguished. Two livelihood strategies can be characterized as more intensive and more productive; the other two are less intensive and less productive. Livelihood strategies are more family resource-based strategies, while farmers’ field management strategies are more context-dependent. Field management strategies were characterized by forms of nutrient management. Intensive management strategies had most similarities with SRI. But rice intensification is not achievable as a general strategy.

Government policies (fertiliser subsidies) encourage increased fertiliser use. Study results didn't show any significant effect of volume of fertilisers on rice yield but the combined use of organic manure and mineral fertilisers resulted in the highest average rice yields. Irrigation management is another important factor for rice production. Field management is influenced by the reliability of water which was better in farmers' managed irrigation system. Choice of rice varieties influenced the overall rice farming system and cropping intensity and preference of varieties for rice cultivation by scientists and by farmers were different in eastern Nepal. Most popular varieties were those not recommended by science and policy and were disseminated farmer to farmer.

The introduction of SRI in Morang district resulted in several changes in rice farming, but only part of the farmers have adopted such technologies, and adoption has been only in part of their fields. Other farmers have incorporated some SRI practices in their conventional practices. After the introduction of SRI, farmers further tested, re-packaged or hybridized SRI methods to make SRI ideas suitable for their agro-ecological and socio-economic environments. In order to reform Nepalese rice farming, we need to recognize that different farmers, with different livelihood strategies, and with access to different kinds of fields, need different forms for agricultural intensification. High-intensive farmers prefer to use modified SRI methods where there is good irrigation and drainage facilities. There are many possibilities for improvement of the existing nutrient management practices of rice farmers in Nepal. Nutrient management will be useful to increase rice production because the majority of farmers currently use fertilisers non-judiciously. The SRI-recommended practices (younger seedlings, early weeding, use of organic manure, and alternate wetting and drying (AWD) irrigation) will be useful to improve the nutrient use efficiency of rice farmers. Cost-reduction strategies and less labour-intensive cultivation practices will be appropriate options to improve existing rice farming system of Nepal. Participatory cultivar selection and dissemination will be better strategies to introduce new, promising rice cultivars among rice farmers.

Género y toma de decisiones en el hogar en pueblos rurales de Laos : implicancias para los medios de vida en desarrollo hidroeléctrico
Weeratunge, Nireka ; Joffre, Olivier ; Senaratna Sellamuttu, Sonali ; Bouahom, Bounthanom ; Keophoxay, Anousith - \ 2016
Gender, Place & Culture : a Journal of Feminist Geography 23 (2016)11. - ISSN 0966-369X - p. 1599 - 1614.
decision-making - Gender - households - hydropower development - Lao PDR - livelihoods

Hydropower development with concomitant changes in water and land regimes often results in livelihood transformation of affected people, entailing changes in intra-household decision-making upon which livelihood strategies are based. Economic factors underlying gender dimensions of household decision-making have been studied rigorously since the 1970s. However, empirical data on gender and decision-making within households, needed for evidence-based action, remain scarce. This is more so in hydropower contexts. This article explores gender and livelihood-related decision-making within rural households in the context of hydropower development in Lao PDR. Based on a social well-being conceptual approach with data from a household survey and qualitative interviews, it focuses on household decisions in an ethnic minority resettlement site soon after displacement, from an interpretive perspective. The article, first, aims to assess the extent to which household decision-making is gendered and secondly, to understand the complex reasoning behind household decisions, especially the relevance of material, relational, and subjective factors. It argues that while most household decisions are ostensibly considered as ‘joint’ in the study site, the nuanced nature of gendered values, norms, practices, relations, attitudes, and feelings underlying these decisions are important to assessing why households might or might not adopt livelihood interventions proposed by hydropower developers.

Green vegetable supply in Dar es Salaam
Wegerif, M.C.A. - \ 2015
Urban Agriculture Magazine (2015)29. - ISSN 1571-6244 - p. 65 - 67.
farmers - farmers' income - livelihoods - urban agriculture - food supply - vegetables - rural urban relations - tanzania - peasant farming - boeren - inkomen van landbouwers - middelen van bestaan - stadslandbouw - voedselvoorziening - groenten - relaties tussen stad en platteland - tanzania - landbouw bedrijven in het klein
This article constructs a picture of green vegetable growing and supply in Dar es Salaam by looking at the lives and work of a small trader and an urban farmer. It reveals the importance of a range of distribution and trade networks and the integration of a wider city region, alongside urban and periurban production, for the large-scale supply of these vegetables to urban eaters. The livelihood benefit for the many actors involved is clear as are some of the threats emerging as the city changes.
Balancing options for shrimp farming : a landscape approach to investigate the future of shrimp farming in the Mekong Delta
Joffre, O.M. - \ 2015
Wageningen University. Promotor(en): Johan Verreth; Arnold Bregt, co-promotor(en): Roel Bosma. - Wageningen : Wageningen University - ISBN 9789462574984 - 196
garnalenteelt - schaal- en schelpdierenteelt - kustgebieden - milieueffect - landschap - aquacultuur - mangroves - middelen van bestaan - hulpbronnengebruik - geïntegreerde systemen - duurzaamheid (sustainability) - mekong - delta's - shrimp culture - shellfish culture - coastal areas - environmental impact - landscape - aquaculture - mangroves - livelihoods - resource utilization - integrated systems - sustainability - mekong river - deltas

Balancing options for shrimp farming

A landscape approach to investigate the future of shrimp farming in the Mekong Delta

Olivier Joffre

While providing an option for development in coastal areas, shrimp farming is usually associated with high environmental cost due to the loss of mangrove forest and high social cost as farmers suffer heavy financial losses due to disease outbreaks. Planning shrimp farming requires to integrate risk as well as social and environmental cost. This thesis, using the Mekong Delta as a case, presents an approach to investigate, with local stakeholders, options to plan a resilient and sustainable shrimp farming sector. First, Olivier Joffre analyzed the different shrimp production systems from economic point of view before analyzing farmer’s strategies and providing insights on drivers that will push or, at the opposite, constraint farmers to choose integrated mangrove shrimp systems. This knowledge was integrated in an Agent Based Model (ABM) that was calibrated using Role Playing Games (RPG).

The effect of future scenarios and different policies on the farmers’ decisions was tested using a combination of RPG and ABM. For one coastal district of the Mekong Delta, the results showed that promotion of intensification of shrimp production has a high social cost and decreases the total production in the study area after 10 years. Policies for supporting the spread of integrated mangrove-shrimp systems, such as Payment for Ecosystem Services, or access to an organic value chain, are not strong enough to influence farmers’ decision toward adopting these systems. Without any adaptation to climate change a sharp decrease of the production is expected. The approach brought local farmers’ knowledge to the attention of decision makers.

Adaptive collaborative governance of Nepal's community forests: shifting power, strenghtening livelihoods
McDougall, C.L. - \ 2015
Wageningen University. Promotor(en): Cees Leeuwis, co-promotor(en): J.L.S. Jiggins. - Wageningen : Wageningen University - ISBN 9789462572881 - 322
bewonersparticipatie - governance - sociale samenwerking - sociaal leren - natuurlijke hulpbronnen - bosbouw - gemeenschappen - middelen van bestaan - adaptatie - sociaal kapitaal - vrouwen - armoede - nepal - community participation - governance - social cooperation - social learning - natural resources - forestry - communities - livelihoods - adaptation - social capital - women - poverty - nepal

Short Summary

Cynthia McDougall--PhD Dissertation

Knowledge, Technology, &Innovation Chairgroup (WASS)

Adaptive collaborative governance of Nepal’s community forests: Shifting power, strengthening livelihoods

Community-based natural resource governance has taken root around the globe. And, yet, as demonstrated by community forestry in Nepal, such programmes have generally not yet lived up to their goals and expectations. After decades of implementation, community forestry in Nepal faces several key challenges. Central to these challenges are: the need to increase equity in community forest user group decision making and benefit sharing; and, to increase the livelihood benefits from community forestry overall. The research project on which this study is based sought to address these challenges at the community forest user group scale. The research objective was to contribute empirically-based insights regarding if and how adaptive collaborative governance of community forests in Nepal can constructively influence engagement, livelihoods, social capital and conflict—especially in regard to women and the poor. Further, the research aimed to elucidate the underlying issue of power in community-based natural resource governance. In particular, it sought to contribute deeper, theoretically-based understanding of the persistence of power imbalances in community forestry, and of the potential of adaptive collaborative governance to shift such imbalances.

The institutional regulation of the sustainability of water resources within mining contexts: accountability and plurality
Sosa Landeo, M. ; Zwarteveen, M.Z. - \ 2014
Current Opinion in Environmental Sustainability 11 (2014)SI: Sustainability science. - ISSN 1877-3435 - p. 19 - 25.
peru - livelihoods - cajamarca
This article reviews recent literature on water and mining and uses illustrations from a large gold mine, Yanacocha, operating in Peru, to assess the effectiveness of institutional mechanisms for safeguarding the sustainability of water resources (and water-based ecosystems) in mining regions. The sustainability of water is mainly regulated through what we call ‘upward forms of accountability’: those that depend on the company's compliance with national and international regulations. This erodes and disqualifies existing ‘local’ rights and knowledges, weakening local communities’ formal powers and creating an accountability gap. We conclude that the preservation of water and ecosystems requires enabling institutions that endorse the experiences, rights and knowledge of communities affected by mining, combining existing upward forms of accountability with more downward ones, that build on affected communities’ voices.
Economic impact of foot and mouth disease outbreaks onsmallholder farmers in Ethiopia
Jemberu, W.T. ; Mourits, Monique C.M. ; Woldehanna, T. ; Hogeveen, H. - \ 2014
Preventive Veterinary Medicine 116 (2014)1-2. - ISSN 0167-5877 - p. 26 - 36.
southern cambodia - livelihoods - vaccination
Foot and mouth disease is endemic in Ethiopia with occurrences of several outbreaks everyyear. Quantitative information about the impact of the disease on smallholder farming sys-tems in the country is, however, scarce. This study presents a quantitative assessment ofthe clinical and direct economic impacts of foot and mouth disease outbreaks on house-hold level in smallholder livestock farming systems. Impacts were assessed based on dataobtained from case outbreaks in cattle in crop–livestock mixed and pastoral smallholderfarming systems that occurred in 2012 and 2013. Data were collected by using question-naires administered to 512 smallholder farmers in six districts within two administratezones that represent the two smallholder farming systems. Foot and mouth disease morbid-ity rates of 85.2% and 94.9% at herd level; and 74.3% and 60.8% at animal level in the affectedherds were determined for crop–livestock mixed system and pastoral system, respectively.The overall and calf specific mortality rates were 2.4% and 9.7% for the crop–livestock mixedsystem, and 0.7% and 2.6% for the pastoral system, respectively. Herd level morbidity ratewas statistically significantly higher in the pastoral system than in the crop–livestock mixedsystem (P <0.001). The economic losses of foot and mouth disease outbreak due to milkloss, draft power loss and mortality were on average USD 76 per affected herd and USD 9.8per head of cattle in the affected herds in crop–livestock mixed system; and USD 174 peraffected herd and USD 5.3 per head of cattle in the affected herds in the pastoral system.The herd level economic losses were statistically significantly higher for the pastoral sys-tem than for the crop–livestock mixed system (P <0.001). The major loss due to the diseaseoccurred as a result of milk losses and draft power losses whereas mortality losses wererelatively low. Although the presented estimates on the economic losses accounted only forthe visible direct impacts of the disease on herd level, these conservative estimates signifya potential socioeconomic gain from a control intervention.
Household-level effects of China’s Sloping Land Conversion Program under price and policy shifts
Komarek, A.M. ; Shi Xiaoping, ; Heerink, N.B.M. - \ 2014
Land Use Policy 40 (2014). - ISSN 0264-8377 - p. 36 - 44.
conservation set-aside - western china - ecosystem services - green program - grain - impact - agriculture - livelihoods - payments - food
This study examined how agricultural households involved in China's Sloping Land Conversion Program (SLCP) could respond to expected changes in environmental and livestock policies and changing commodity prices. We calibrated a farm household model using 2009 survey data collected in northeast Gansu Province, China, and examined the responses of four different household groups. Household groups were distinguished based on the resources they possessed for either cropping, livestock husbandry or off-farm employment. We also calculated the opportunity cost of converting sloping land from grain crop production to perennial grass production and included the net value of the replacement crop in these calculations. Our model simulations indicated that subsistence-oriented households were most likely to participate in the SLCP, and that SLCP payment reductions could have large negative income effects for this group. Reductions in SLCP payments increased income inequality among households in the study area. Migration- and cropping-oriented households have fewer incentives to participate in the SLCP. With rising commodity prices, SLCP payments need to rise to avoid that subsistence-oriented households reconvert their land from perennial grasses to annual grain crops. Local government policies related to livestock production are being devised in Gansu as a method to lift incomes, and these policies could also have positive environmental benefits by increasing grass production on sloping land. The introduction of these livestock promotion policies had modest income effects but did not alter the area grown with grasses under the SLCP.
Rural development and the construction of new markets
Hebinck, P.G.M. ; Ploeg, J.D. van der; Schneider, S. - \ 2014
London : Routledge, Taylor & Francis Group (Routledge ISS studies in rural livelihoods 12) - ISBN 9780415746342 - 212
plattelandsontwikkeling - markten - dynamica - ontwikkelingseconomie - landbouw - economie - middelen van bestaan - plattelandssamenleving - familiebedrijven, landbouw - neveninkomsten - nevenactiviteiten - rural development - markets - dynamics - development economics - agriculture - economics - livelihoods - rural society - family farms - supplementary income - ancillary enterprises
This book focuses on empirical experiences related to market development, and specifically new markets with structurally different characteristics than mainstream markets. Europe, Brazil, China and the rather robust and complex African experiences are covered to provide a rich multidisciplinary and multi-level analysis of the dynamics of newly emerging markets. This book analyses newly constructed markets as nested markets. Although they are specific market segments that are nested in the wider commodity markets for food, they have a different nature, different dynamics, a different redistribution of value added, different prices and different relations between producers and consumers. Nested markets embody distinction viz-a-viz the general markets in which they are embedded. A key aspect of nested markets is that these are constructed in and through social struggles, which in turn positions this book in relation to classic and new institutional economic analyses of markets. These markets emerge as steadily growing parts of the farmer populations are dedicating their time, energy and resources to the design and production of new goods and services that differ from conventional agricultural outputs. The speed and intensity with which this is taking place, and the products and services involved, vary considerably across the world. In large parts of the South, notably Africa, farmers are ‘structurally’ combining farming with other activities. By contrast, in Europe and large parts of Latin America farmers have taken steps to generate new products and services which exist alongside ongoing agricultural production. This book not only discusses the economic rationales and dynamics for these markets, but also their likely futures and the threats and opportunities they face.
Transition or stagnation? : everyday life, food security and recovery in post-conflict northern Uganda
Wairimu, W.W. - \ 2014
Wageningen University. Promotor(en): Thea Hilhorst, co-promotor(en): I. Christoplos; Maja Slingerland. - Wageningen : Wageningen UR - ISBN 9789462570276 - 188
conflict - middelen van bestaan - voedselzekerheid - terugwinning - uganda - minst ontwikkelde landen - oost-afrika - conflict - livelihoods - food security - recovery - uganda - least developed countries - east africa

This thesis seeks to analyse whether and in what way institutional reconstruction meets the needs, and fits the context, of the population they are meant to serve. Often we talk about post-conflict societies as ‘being in transition’ or ‘moving out of crisis’, and this thesis basically asks the question: ‘transition to whatand movement to where’? The thesis is based predominantly on ethnographic work undertaken in Pader district, northern Uganda between 2010 and 2012 where stimulation of the agricultural sector has been pursued as a way to consolidate peace and promote recovery after years of displacement.

The thesis finds that the processes and dynamics of transition in northern Uganda involve: (1) Messy transitions between humanitarian services and state-led market ‘modernisation’(2) an attempt to bridge policy and practice mismatches – a process through which institutional relations or new institutions evolve out of the process of recovery and reconstruction (3) that the transition and recovery in northern Uganda relates to the linking of Relief Rehabilitation and Destitution, rather than linking to Development. Assets erode to such an extent that development is not an achievable goal for many of those formerly displaced. Many people see their ‘normality’ becoming a state of ‘Destitution’ instead of ‘Development’.

Networks and knowledge at the interface: governing the coast of East Kalimantan, Indonesia
Kusumawati, R. - \ 2014
Wageningen University. Promotor(en): Leontine Visser, co-promotor(en): Simon Bush; P.M. Laksono. - Wageningen : Wageningen University - ISBN 9789461739292 - 185
ontwikkeling - sociologie - plattelandsontwikkeling - kustgebieden - visserij - middelen van bestaan - natuurlijke hulpbronnen - governance - milieubeleid - etnografie - decentralisatie - overheidsbeleid - indonesië - zuidoost-azië - development - sociology - rural development - coastal areas - fisheries - livelihoods - natural resources - governance - environmental policy - ethnography - decentralization - government policy - indonesia - south east asia
Producing Woodfuel for Urban Centers in the Democratic Republic of Congo: A Path Out of Poverty for Rural Households?
Schure, J.M. ; Levang, P. ; Wiersum, K.F. - \ 2014
World Development 64 (2014)suppl.1. - ISSN 0305-750X - p. S80 - S90.
timber forest products - tropical forests - south-africa - charcoal - livelihoods - alleviation - conservation - biomass - demand - amazon
Woodfuel is a renewable energy source with good potential for climate change mitigation. In the Democratic Republic of Congo (DRC), the sector employs over 300,000 people for the supply of Kinshasa alone, but the benefits to the poor are often unknown. This paper analyzes the contribution of commercial woodfuel production to livelihoods and poverty reduction in the DRC. Woodfuel revenues, especially those of charcoal, contribute substantially to producers’ household income, ranging from 12% for fuelwood producers around Kisangani to 75% for charcoal producers around Kinshasa. It supports basic needs and investments in other livelihood activities (for 82% of charcoal producers and 65% of fuelwood producers), which helps to reduce poverty. The contribution of woodfuel commercialization to poverty reduction should be part of energy and forestry policies.
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